Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos Domingo is a financial professional with over 15 years of experience in the securities industry. He is currently registered with Marex Capital Markets Inc. in California and New York. Carlos is licensed to provide investment advice and sell securities. He holds Series 7, 11, 57, 63, 99, and SIE licenses. His previous experience includes positions at COWEN AND COMPANY, WELLS FARGO SECURITIES, LLC, WELLS FARGO PRIME SERVICES, LLC, and THOMAS WEISEL PARTNERS LLC. Carlos is a dedicated professional committed to providing his clients with the best possible financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
12/05/2023 - Present
Marex Capital Markets Inc. (SAN FRANCISCO CA)
CA
11/10/2023 - 12/13/2023
COWEN AND COMPANY (San Francisco CA)
CA
01/03/2018 - 09/05/2023
WELLS FARGO SECURITIES, LLC (SAN FRANCISCO CA)
CA
12/08/2011 - 09/05/2023
WELLS FARGO PRIME SERVICES, LLC (SAN FRANCISCO CA)
CA
06/28/2001 - 08/11/2004
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
BC
Issued 12/22/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2015
Series 7 - General Securities Representative Examination
BC
Issued 12/07/2011
Series 11 - Assistant Representative-Order Processing Qualification Exam
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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