Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos Enrique Torres Aranda is a financial advisor who has been in the industry since March 2018. Carlos is currently registered with Neuberger Berman BD LLC in New York, NY and has been with the firm since March 2022. Previously Carlos worked at RBC Capital Markets, LLC in New York, NY and holds a Series 7, Series 87, and Series 63 licenses as well as the SIE exam. Carlos is a Chartered Financial Analyst (CFA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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A percentage of the total value of assets under management is charged.
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NY
04/15/2022 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
03/08/2018 - 03/30/2022
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
BC
Issued 03/27/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/2018
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 03/08/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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