Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos Enrique Rodriguez is a financial advisor with Independent Financial Partners. Carlos has been in the industry since October 2, 2011, and has experience working with high-net-worth individuals, corporations, pension and profit-sharing plans, and charitable organizations. Carlos is registered with the Securities and Exchange Commission (SEC) and is licensed in California, Florida, Georgia, North Carolina, Puerto Rico, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Non-discretionary investment advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets under advisement
1
2
FL
10/04/2023 - Present
Independent Financial Partners (Miami FL)
FL
01/21/2016 - 05/23/2019
LPL FINANCIAL LLC (TAMPA FL)
FL
10/03/2011 - 01/26/2016
MML INVESTORS SERVICES, LLC (CORAL GABLES FL)
BOTH
Issued 03/29/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2015
Series 7 - General Securities Representative Examination
BC
Issued 09/30/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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