Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos Nardo is a financial advisor with over 30 years of experience in the financial services industry. Carlos has held a Series 7, Series 24, and Series 63 license since 1990. Carlos is currently registered with First Trust Portfolios LP and has been with the firm since 1991. Previously, Carlos worked at Clayton Brown & Associates, Inc. in Chicago, IL from 1990 to 1991. Carlos is licensed to practice in Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IL
11/25/1991 - Present
First Trust Portfolios LP (WHEATON IL)
IL
03/20/1990 - 10/01/1991
CLAYTON BROWN & ASSOCIATES, INC. (CHICAGO IL)
BC
Issued 01/14/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/04/1992
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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