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Carlos Eloy Tocabens

GWN Securities Inc.

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About Carlos Eloy Tocabens

Carlos Tocabens is a financial advisor with GWN Securities Inc. based in Palm Beach Gardens, Florida. Carlos has been a registered representative in the securities industry since 1997. Carlos has experience in the financial services industry, having worked for multiple firms over the years including USI Securities, Inc., Financial Telesis Inc, OneAmerica Securities, Inc. and American United Life Insurance Company. Carlos is also a principal with RetirementRX, a pension and benefit plan administration firm.

Firm Information

Carlos Tocabens is currently registered with GWN Securities Inc.. GWN Securities Inc., formed in May 1999, is a Florida-based corporation offering a range of investment advisory services to individuals, corporations, and high-net-worth clients. The firm manages over $3 billion in assets, serving over 32,000 clients across the United States. GWN Securities specializes in financial planning, market timing services, and portfolio management for individuals and corporations.
GWN Securities Inc.

11440 NORTH JOG ROAD

PALM BEACH GARDENS, FL 33418-3764

$3.08B

Assets Under Management

88

Total Clients

583

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

In lieu of hourly fee, ia can charge a flat fee

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Carlos Tocabens’s Registration & Firm History

FL

05/27/2009 - Present

GWN Securities Inc. (PALM BEACH GARDENS FL)

CT

04/14/2005 - 01/06/2006

USI SECURITIES, INC. (GLASTONBURY CT)

CA

08/24/2004 - 10/22/2004

FINANCIAL TELESIS INC (SAN RAFAEL CA)

IN

07/21/2000 - 07/15/2004

ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)

IN

07/21/2000 - 12/17/2001

AMERICAN UNITED LIFE INSURANCE COMPANY (INDIANAPOLIS IN)

IA

12/24/1997 - 06/30/2000

PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)

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Licenses & Designations

IA

Issued 05/09/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/03/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/23/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carlos Eloy Tocabens.
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