Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos Eduardo Candia is a financial advisor with over 15 years of experience in the industry. Carlos is registered with Morgan Stanley and has been with them since March 2021. Before joining Morgan Stanley, Carlos was employed by Wells Fargo Clearing Services, LLC and HSBC Securities (USA) INC. Carlos is licensed to provide investment advice in 24 states and holds the Series 66, Series 7 and SIE licenses. Carlos specializes in providing investment advice to a variety of client types including individuals, high-net-worth individuals, corporations, charitable organizations and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
03/29/2021 - Present
Morgan Stanley (Miami FL)
FL
10/03/2016 - 04/06/2021
WELLS FARGO CLEARING SERVICES, LLC (MIAMI FL)
FL
11/03/2008 - 09/30/2016
HSBC SECURITIES (USA) INC. (MIAMI FL)
NY
02/03/2006 - 10/23/2008
UBS INTERNATIONAL INC. (NEW YORK NY)
BOTH
Issued 12/06/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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