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Carlos Eduardo Bolano

Northwestern Mutual Investment Services, LLC

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About Carlos Eduardo Bolano

Carlos Bolano is a financial advisor with over 30 years of experience in the financial services industry. Carlos is currently registered with Northwestern Mutual Investment Services, LLC and has been with the firm since April 1988. Prior to that, Carlos worked at Robert W. Baird & Co. Incorporated and Transamerica Financial Resources, Inc. Carlos holds Series 6, 7, and 63 licenses as well as the SIE exam. Carlos has been registered in numerous states throughout his career including Arkansas, Florida, Georgia, Idaho, Kansas, Louisiana, Mississippi, North Carolina, Ohio, Oklahoma, Texas, Virginia, and West Virginia.

Firm Information

Carlos Bolano is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Carlos Bolano’s Registration & Firm History

TX

04/08/1988 - Present

Northwestern Mutual Investment Services, LLC (HOUSTON TX)

WI

04/08/1988 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

NA

02/24/1987 - 04/19/1988

TRANSAMERICA FINANCIAL RESOURCES, INC.

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Licenses & Designations

BC

Issued 02/23/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/13/1994

Series 7 - General Securities Representative Examination

BC

Issued 02/23/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carlos Eduardo Bolano.
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