Unclaimed
Carlos Ebrado Geltura is an investment advisor currently registered with Alliance-ONE Investments, LLC. Carlos has been in the industry since April 2, 2020. Carlos Ebrado Geltura is also licensed to sell Investment Company Products/Variable Contracts, and has passed the Securities Industry Essentials Exam. Carlos previously worked at Riversource Distributors, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OK
08/22/2024 - Present
Alliance-ONE Investments, LLC (Tulsa OK)
MN
01/04/2017 - 05/24/2021
RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)
BC
Issued 01/23/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/22/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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