Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos Sisniega is a financial advisor registered with International Assets Investment Management, LLC and Global Assets Advisory, LLC. Carlos has been working in the financial services industry since 1994, and has a wide range of experience in both investment advisory and brokerage services. Carlos holds a Series 6, 7, 24, 63, and 65 license, and provides a variety of financial services to individuals, corporations, and high net worth individuals. Carlos is also a licensed life, health and disability insurance agent. Carlos is committed to providing his clients with personalized financial advice and strategies to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
01/03/2020 - Present
International Assets Investment Management, LLC (EL PASO TX)
TX
10/03/2016 - 09/14/2018
CETERA ADVISORS LLC (EL PASO TX)
TX
04/15/2011 - 10/03/2016
INVESTORS CAPITAL CORP. (EL PASO TX)
TX
09/04/2009 - 04/19/2011
TRANSAMERICA FINANCIAL ADVISORS, INC (EL PASO TX)
TX
06/24/2003 - 09/04/2009
TRANSAMERICA FINANCIAL ADVISORS, INC. (EL PASO TX)
TX
10/29/2001 - 05/30/2003
IMS SECURITIES, INC. (HOUSTON TX)
NY
05/25/1994 - 08/31/2001
NYLIFE SECURITIES INC. (NEW YORK NY)
IA
Issued 12/16/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/24/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 5/24/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2000
Series 7 - General Securities Representative Examination
BC
Issued 5/24/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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