Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos Rojas is a financial advisor with Prudential Investment Management Services LLC. Carlos has over 11 years of experience in the financial services industry. Carlos has a Series 7, 6, and 63 license and the SIE exam. Carlos has been registered in all 50 states and Puerto Rico. Carlos was previously registered with TRANSAMERICA FINANCIAL ADVISORS, INC and FIRST INVESTORS CORPORATION. Carlos is currently registered with Prudential Investment Management Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
12/19/2013 - Present
Prudential Investment Management Services LLC (NEWARK NJ)
DE
04/22/2013 - 07/22/2013
TRANSAMERICA FINANCIAL ADVISORS, INC (NEWARK DE)
NJ
03/01/2012 - 04/01/2013
FIRST INVESTORS CORPORATION (WOODBRIDGE NJ)
BC
Issued 06/22/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/2014
Series 7 - General Securities Representative Examination
BC
Issued 02/28/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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