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Carlos D Brussa

J.p. Morgan Institutional Investments Inc.

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About Carlos D Brussa

Carlos Brussa is a financial advisor with over 20 years of experience in the industry. Carlos is currently registered with J.P. Morgan Institutional Investments Inc. He is also registered in 24 states and has passed the Series 6, 7, 63, 66 and SIE exams. Previously, Carlos worked at firms such as First Trust Portfolios L.P. and Sun Life Financial Distributors, Inc.

Firm Information

Carlos Brussa is currently registered with J.p. Morgan Institutional Investments Inc.. J.P. Morgan Institutional Investments Inc. is a corporation formed on May 26, 1999. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

526

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Carlos Brussa’s Registration & Firm History

NY

02/26/2019 - Present

J.p. Morgan Institutional Investments Inc. (New York NY)

IL

03/23/2017 - 02/27/2019

FIRST TRUST PORTFOLIOS L.P. (WHEATON IL)

MA

02/29/2012 - 01/07/2016

SUN LIFE FINANCIAL DISTRIBUTORS, INC. (WELLESLEY HILLS MA)

MA

10/13/2011 - 12/31/2011

SUN LIFE FINANCIAL DISTRIBUTORS, INC. (BOSTON MA)

MA

04/30/2010 - 10/04/2011

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (BOSTON MA)

MA

10/23/2009 - 04/01/2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HINGHAM MA)

MA

08/15/2008 - 10/23/2009

BANC OF AMERICA INVESTMENT SERVICES, INC. (HINGHAM MA)

MA

07/23/2007 - 08/27/2008

MORGAN STANLEY & CO. INCORPORATED (BOSTON MA)

MA

02/09/2006 - 08/08/2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BURLINGTON MA)

MA

10/12/2000 - 12/07/2005

MFS FUND DISTRIBUTORS, INC. (BOSTON MA)

SC

01/02/2000 - 08/28/2000

LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)

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Licenses & Designations

BOTH

Issued 06/19/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/24/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/16/2006

Series 7 - General Securities Representative Examination

BC

Issued 12/28/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carlos D Brussa.
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