Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos Cruz is a financial advisor with Truist Securities, Inc. Carlos is a registered representative and investment advisor with over 15 years of experience in the financial services industry. Carlos has a strong understanding of the financial markets and a commitment to providing his clients with personalized financial advice. Carlos holds Series 7, 79, and 63 licenses. Carlos has been registered with FINRA since 2006 and has been active in the securities industry since 2006. Carlos is currently registered with Truist Securities, Inc. and is licensed in 52 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
03/14/2016 - Present
Truist Securities, Inc. (LOS ANGELES CA)
NY
10/05/2006 - 09/19/2007
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 03/21/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 09/30/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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