Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos Cartaya is a financial professional with Fidelity Brokerage Services LLC. Carlos is a licensed Series 7 and Series 66 representative and has been in the financial industry since November 17, 2019. Carlos is registered with FINRA. Carlos has worked with National Financial Services LLC in the past. Carlos is located in Westlake, TX.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
07/26/2022 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
BC
Issued 07/04/2024
Series 99TO - Operations Professional Examination
BC
Issued 11/18/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/15/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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