Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos Caraveo is a financial advisor currently registered with Nationwide Investment Services Corp. in Columbus, OH. Carlos has been in the industry since April 26, 2021. Prior to joining Nationwide Investment Services Corp., Carlos was a registered representative with Morgan Stanley in Gilbert, AZ and with J.P. Morgan Securities LLC in Apache Junction, AZ. Carlos holds the Series 63, Series 6TO, and SIE licenses. Carlos is currently registered in Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OH
09/18/2023 - Present
Nationwide Investment Services Corp. (COLUMBUS OH)
AZ
02/09/2023 - 05/08/2023
MORGAN STANLEY (GILBERT AZ)
AZ
01/30/2020 - 03/24/2022
J.P. MORGAN SECURITIES LLC (APACHE JUNCTION AZ)
BC
Issued 02/13/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/30/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/24/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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