Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos Capacete is a financial professional with over 30 years of experience in the financial services industry. Carlos has a diverse background in securities and investment advising, having held positions at various firms including UBS Financial Services Inc. and Santander Securities. Currently, Carlos is registered as a representative with Kovack Advisors, Inc., where he provides financial planning, portfolio management, and advisory services to individuals, businesses, and institutional clients. Carlos holds a number of professional licenses and designations including Series 7, Series 63, Series 24, Series 52, and Series 65. Carlos's focus is on providing clients with personalized, comprehensive financial solutions tailored to their individual needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
07/17/2015 - Present
Kovack Advisors, Inc. (FT. LAUDERDALE FL)
PR
07/28/2005 - 08/19/2014
UBS FINANCIAL SERVICES INC. (SAN JUAN PR)
PR
07/28/2005 - 08/19/2014
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO (HATO REY PR)
MA
04/02/2003 - 07/01/2005
SANTANDER SECURITIES (BOSTON MA)
PR
10/01/1990 - 04/15/2003
UBS PAINEWEBBER INCORPORATED OF PUERTO RICO (HATO REY PR)
NJ
02/28/1987 - 04/15/2003
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NA
08/21/1986 - 02/09/1987
DREXEL BURNHAM LAMBERT INCORPORATED
IA
Issued 09/11/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/06/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/02/1998
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/29/1998
Series 24 - General Securities Principal Examination
BC
Issued 11/17/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/2008
Series 3 - National Commodity Futures Examination
BC
Issued 10/19/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/16/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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