Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos Caban is a registered investment advisor representative at Fisher Investments. Carlos has been in the industry since 2007 and has experience with TD Ameritrade, E*TRADE Securities LLC, Morgan Stanley, Fidelity Brokerage Services LLC, and NYLIFE Distributors LLC. Carlos is registered in Florida and Texas and offers portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. Carlos also offers financial planning and portfolio assessment services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Portfolio assessment
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
FL
04/12/2024 - Present
Fisher Investments (TAMPA FL)
NY
09/13/2023 - 03/15/2024
FIDELITY BROKERAGE SERVICES LLC (GARDEN CITY NY)
NY
07/07/2016 - 08/18/2023
E*TRADE SECURITIES LLC (Garden City NY)
NY
03/13/2023 - 08/17/2023
MORGAN STANLEY (Garden City NY)
NY
12/18/2013 - 07/19/2016
TD AMERITRADE, INC. (NEW YORK NY)
NY
05/19/2011 - 09/11/2013
NYLIFE DISTRIBUTORS LLC (SLEEPY HOLLOW NY)
NY
05/16/2007 - 04/20/2011
SIGNATOR INVESTORS, INC. (MELVILLE NY)
BOTH
Issued 01/24/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/14/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2013
Series 7 - General Securities Representative Examination
BC
Issued 05/14/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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