linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Carlos C Garcia

Kovack Advisors, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Carlos? Claim Your Profile

About Carlos C Garcia

Carlos C Garcia is an investment advisor representative with Kovack Advisors, Inc. Carlos has been in the industry since July 11, 2000. Carlos is registered to provide investment advice in Connecticut, South Carolina, and Texas. Carlos also has a Series 63 and Series 65 license. Carlos has previous experience with MetLife Securities Inc., Metropolitan Life Insurance Company, and First Montauk Securities Corp.

Firm Information

Carlos Garcia is currently registered with Kovack Advisors, Inc.. Kovack Advisors, Inc. is an investment advisor headquartered in FT. LAUDERDALE, FL. The firm manages $4.29 billion in assets for a variety of clients, including high-net-worth individuals, corporations, individuals other than high-net-worth, and pension and profit-sharing plans. Kovack Advisors provides financial planning, portfolio management for businesses and individuals, and selection of other advisors. The firm employs 229 licensed agents and 300 investment adviser representatives. The firm's SEC number is 801-63048.
Kovack Advisors, Inc.

6451 N. FEDERAL HWY

FT. LAUDERDALE, FL 33308

$4.29B

Assets Under Management

1,602

Total Clients

264

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Carlos Garcia’s Registration & Firm History

CT

02/22/2019 - Present

Kovack Advisors, Inc. (WESTPORT CT)

CT

08/24/2004 - 08/21/2012

METLIFE SECURITIES INC. (SHELTON CT)

CT

08/24/2004 - 07/09/2007

METROPOLITAN LIFE INSURANCE COMPANY (NORWALK CT)

NJ

05/15/2000 - 03/09/2004

FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)

Not sure if Carlos C Garcia is right for you?

Licenses & Designations

IA

Issued 09/06/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/27/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/20/2001

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/10/2000

Series 7 - General Securities Representative Examination

BC

Issued 06/29/1995

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 2 public disclosures for Carlos C Garcia. Review regulatory record here.
Not sure if Carlos C Garcia is right for you?