Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos Alvarado is a registered representative with Morgan Stanley, holding a Series 63 license and a Series 7 license. Carlos has been in the financial services industry since 1984. Carlos has worked with Citigroup Global Markets Inc. and has worked with Morgan Stanley since 2009. Carlos is also registered in several states including California, Colorado, Delaware, Florida, Nevada, and Texas. Carlos is able to provide financial planning, pension consulting, and portfolio management for individuals, businesses, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TX
06/01/2009 - Present
Morgan Stanley (Houston TX)
TX
03/18/1998 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (HOUSTON TX)
TX
06/08/1993 - 03/09/1998
CHASE SECURITIES OF TEXAS, INC. (HOUSTON TX)
NA
04/11/1988 - 06/08/1993
TEXAS COMMERCE EQUITIES, INC.
NA
02/21/1986 - 03/16/1988
DEAN WITTER REYNOLDS INC.
NA
11/01/1985 - 12/09/1985
FINANCIAL SYNERGIES EQUITIES, INC.
NA
09/11/1984 - 10/28/1985
IDS FINANCIAL SERVICES INC.
NA
09/11/1984 - 10/28/1985
IDS MARKETING CORPORATION
BC
Issued 06/20/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2004
Series 3 - National Commodity Futures Examination
BC
Issued 02/25/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 02/15/1986
Series 7 - General Securities Representative Examination
BC
Issued 06/01/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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