Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos Arturo Tobon is a registered representative with Epic Capital Securities in Boca Raton, Florida. Carlos has been in the securities industry since June 24, 2011 and holds the Series 7, Series 11, Series 24, and SIE licenses. Carlos was previously registered with Mora WM Securities and UltraLat Capital Markets, Inc. Carlos has been registered with the state of Florida since March 28, 2017.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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FL
03/28/2017 - Present
Epic Capital Securities (BOCA RATON FL)
FL
06/26/2014 - 04/11/2017
MORA WM SECURITIES (MIAMI FL)
FL
06/24/2011 - 06/27/2014
ULTRALAT CAPITAL MARKETS, INC. (MIAMI FL)
BC
Issued 11/28/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/2012
Series 7 - General Securities Representative Examination
BC
Issued 06/23/2011
Series 11 - Assistant Representative-Order Processing Qualification Exam
Active
Inactive
F
FINRA
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