Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos Burns is a financial advisor with over 30 years of experience in the financial services industry. Burns is currently registered with Oppenheimer & Co. Inc. where he is a Registered Representative and Investment Advisor Representative. Burns has held prior positions with CIBC World Markets Corp., Donaldson, Lufkin & Jenrette Securities Corporation, Drexel Burnham Lambert Puerto Rico Inc., BT Securities Corporation and Bankers Trust Caribe Capital Markets, Inc. Burns has a broad range of experience and is well-versed in various financial products and services. He holds Series 3, 7, 24, 53 and 63 securities licenses as well as a Series 65 Investment Advisor license. Burns is able to provide financial advice to individuals, businesses, and institutions, including investment management, financial planning, and retirement planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
FL
02/14/2023 - Present
Oppenheimer & Co. Inc. (CORAL GABLES FL)
NY
05/17/2002 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NJ
08/20/1996 - 06/17/2002
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NA
10/25/1989 - 08/03/1999
DREXEL BURNHAM LAMBERT PUERTO RICO INC.
MD
11/30/1989 - 07/17/1996
BT SECURITIES CORPORATION (BALTIMORE MD)
NA
09/11/1990 - 07/11/1996
BANKERS TRUST CARIBE CAPITAL MARKETS, INC.
IA
Issued 08/17/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/27/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/19/1991
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/17/1991
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2004
Series 3 - National Commodity Futures Examination
BC
Issued 10/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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