Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos Arellano is a registered investment advisor representative with J.p. Morgan Securities LLC. Carlos is a seasoned financial professional with over 18 years of experience in the industry, having worked at several prominent firms including Citigroup Global Markets Inc. and MarketAxess Corporation. Carlos holds a Series 66, Series 3, and Series 7 licenses, demonstrating his expertise in securities and financial products. Carlos is committed to providing personalized financial advice and guidance to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
FL
10/10/2022 - Present
J.p. Morgan Securities LLC (Miami FL)
FL
03/19/2019 - 09/29/2022
CITIGROUP GLOBAL MARKETS INC. (MIAMI FL)
FL
03/19/2019 - 06/11/2019
CITI PRIVATE ADVISORY, LLC (Miami FL)
NY
12/23/2016 - 03/04/2019
MARKETAXESS CORPORATION (New York NY)
FL
04/08/2013 - 12/16/2016
CITIGROUP GLOBAL MARKETS INC. (MIAMI FL)
FL
08/06/2012 - 03/06/2013
ACTIVA CAPITAL MARKETS, INC. (MIAMI FL)
FL
09/22/2008 - 07/19/2012
ATLAS ONE FINANCIAL GROUP, LLC (MIAMI FL)
FL
09/01/2004 - 09/22/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MIAMI FL)
NY
04/08/2004 - 04/13/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 05/01/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/2013
Series 3 - National Commodity Futures Examination
BC
Issued 04/07/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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