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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos Antonio Rodriguez is a financial advisor who has been working in the industry since 2005. Rodriguez is registered with the state of Florida as an Investment Advisor Representative for Edelman Financial Engines. Carlos has also worked for EF Legacy Securities, LLC, Sanders Morris Harris LLC and Raymond James Financial Services, Inc.. Rodriguez holds the Series 63, Series 66 and Series 7 licenses, along with the SIE designation. Rodriguez is a Certified Financial Planner (CFP) and has experience working with a variety of clients, including individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Set-up fees & related svcs; reimbursements for printed materials
1
2
FL
12/19/2019 - Present
Edelman Financial Engines (CORAL GABLES FL)
FL
04/22/2016 - 10/31/2018
EF LEGACY SECURITIES, LLC (BOCA RATON FL)
FL
04/26/2013 - 04/22/2016
SANDERS MORRIS HARRIS LLC (BOCA RATON FL)
FL
09/13/2005 - 12/31/2009
RAYMOND JAMES FINANCIAL SERVICES, INC. (CORAL GABLES FL)
BC
Issued 5/2/2013
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 8/8/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/25/2013
Series 7 - General Securities Representative Examination
Active
Inactive
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