Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos Antonio Dominguez-gil is a financial advisor with over 9 years of experience in the industry. Carlos Antonio Dominguez-gil is currently registered with Citigroup Global Markets Inc. in Miami, Florida. Before joining Citigroup Global Markets Inc., Carlos Antonio Dominguez-gil was registered with Goldman Sachs & Co. LLC and J.P. Morgan Securities LLC. Carlos Antonio Dominguez-gil holds licenses for Series 3, Series 7, Series 63, Series 65, and Series 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
12/02/2020 - Present
Citigroup Global Markets Inc. (Miami FL)
FL
03/15/2016 - 07/14/2020
GOLDMAN SACHS & CO. LLC (MIAMI FL)
NY
09/14/2011 - 03/03/2016
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
IA
Issued 12/01/2020
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 04/18/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/15/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/2016
Series 3 - National Commodity Futures Examination
BC
Issued 09/13/2011
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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