Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos Andres Guzman lopez is a registered representative with Fidelity Brokerage Services LLC. Carlos is licensed to provide securities-related services in 53 states and the District of Columbia. Carlos has passed the Series 7TO, Series 63, and SIE exams. Fidelity Brokerage Services LLC is an active Broker-Dealer and is not registered as an Investment Advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NH
06/23/2022 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
BC
Issued 07/06/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/23/2022
Series 7TO - General Securities Representative Examination
BC
Issued 06/16/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Carlos Guzman lopez is the right advisor for you? Invested Better is here to help.
