Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos Aloyo is a financial professional with over 6 years of experience in the industry. Carlos is currently registered with Fidelity Brokerage Services LLC. Carlos holds the Series 6, 7TO, and SIE licenses. Carlos has previously worked at CUSO Financial Services, L.P., Empower Financial Services, Inc. and Wells Fargo Clearing Services, LLC. Carlos is registered in all states except for Iowa, which is not in scope.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
12/20/2023 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
CA
11/06/2023 - 11/27/2023
CUSO FINANCIAL SERVICES, L.P. (SAN DIEGO CA)
CO
08/08/2022 - 03/17/2023
EMPOWER FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
CA
03/29/2021 - 06/04/2022
J.P. MORGAN SECURITIES LLC (SAN DIEGO CA)
CA
02/08/2016 - 03/03/2021
WELLS FARGO CLEARING SERVICES, LLC (EL CAJON CA)
BC
Issued 02/17/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/08/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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