Unclaimed
Carlos Alonso Brandaris is a financial advisor with Fidelity Brokerage Services LLC, who is licensed to provide investment advice in 53 states. Carlos has held a Series 7, Series 63, Series 9, and Series 10 license for several years. The advisor is a Registered Representative in the state of Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
UT
09/22/2017 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
BC
Issued 09/28/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/08/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/02/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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