Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos Alonso Arias is an investment advisor representative associated with U.S. Bancorp Investments, Inc. Carlos has been in the securities industry since February 12, 1999. Carlos specializes in portfolio management for individuals and businesses, financial planning, and selection of other advisors. Carlos is registered with the following states: Arizona, California, Nevada, and Utah. Carlos also holds the following licenses: Series 6, Series 7, Series 24, Series 53, and Series 63. Carlos is a team manager of the Claremont Stars Soccer Club.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
CA
06/21/2005 - Present
U.s. Bancorp Investments, Inc. (Claremont CA)
WI
01/02/2003 - 06/01/2004
INVEST FINANCIAL CORPORATION (APPLETON WI)
CA
01/30/2001 - 12/31/2002
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
TN
12/13/2001 - 10/10/2002
JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (FRANKLIN TN)
TN
01/30/2001 - 09/20/2001
JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (FRANKLIN TN)
CA
01/26/1999 - 01/25/2001
CAL FED INVESTMENTS (SACRAMENTO CA)
IA
Issued 02/27/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/28/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/27/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/30/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/2003
Series 7 - General Securities Representative Examination
BC
Issued 01/25/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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