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Carlos Alfonso Soriano

Calamos Advisors LLC

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About Carlos Alfonso Soriano

Carlos Alfonso Soriano is a Registered Representative and Investment Advisor Representative at Calamos Advisors LLC in Naperville, IL. Carlos has been in the financial services industry since 2005 and has been with Calamos Advisors since 2009. Carlos holds the Series 7 and Series 66 licenses. He is registered in 7 states. Carlos has previously worked at Oppenheimer & Co. Inc., Bear, Stearns & Co. Inc., and UBS Financial Services Inc. Carlos specializes in portfolio management for individuals, businesses, investment companies, and pooled investment vehicles.

Firm Information

Carlos Soriano is currently registered with Calamos Advisors LLC. Calamos Advisors LLC is a leading investment management firm headquartered in Naperville, Illinois. The firm provides portfolio management services to a wide range of clients, including individuals, corporations, institutions, and pooled investment vehicles. Calamos Advisors LLC has over $33 billion in assets under management and has a team of experienced investment professionals. The firm's investment strategies are focused on delivering long-term value to its clients through a variety of investment products, including mutual funds, ETFs, and separately managed accounts.
Calamos Advisors LLC

2020 CALAMOS COURT

NAPERVILLE, IL 60563-2787

$33.72B

Assets Under Management

15

Total Clients

28

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Carlos Soriano’s Registration & Firm History

IL

12/17/2012 - Present

Calamos Advisors LLC (NAPERVILLE IL)

IL

05/16/2008 - 04/02/2009

OPPENHEIMER & CO. INC. (CHICAGO IL)

IL

06/14/2007 - 05/22/2008

BEAR, STEARNS & CO. INC. (CHICAGO IL)

IL

11/04/2005 - 05/25/2007

UBS FINANCIAL SERVICES INC. (CHICAGO IL)

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Licenses & Designations

BOTH

Issued 11/18/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/03/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carlos Alfonso Soriano.
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