Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos Alessandro Luna is a financial advisor at J.P. Morgan Securities LLC in San Francisco, CA. Carlos has been in the financial industry since 1999 and has a wide range of experience in investment advising and securities. Carlos holds a Series 7, 9, 10, 24 and 63 licenses, as well as the SIE exam. Carlos has been with J.P. Morgan Securities LLC since September 29, 2023. Before joining J.P. Morgan Securities LLC, Carlos worked at First Republic Securities Company, LLC, FanTex Brokerage Services, LLC and Charles Schwab & Co., Inc.. Carlos specializes in portfolio management for individuals and businesses, as well as financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
09/29/2023 - Present
J.p. Morgan Securities LLC (San Francisco CA)
CA
10/20/2016 - 09/29/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (San Francisco CA)
CA
10/22/2013 - 08/31/2016
FANTEX BROKERAGE SERVICES, LLC (SAN FRANCISCO CA)
CA
12/13/1999 - 10/25/2013
CHARLES SCHWAB & CO., INC. (SAN FRANCISCO CA)
BC
Issued 01/25/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/25/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/18/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/13/2002
Series 24 - General Securities Principal Examination
BC
Issued 09/06/2001
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Carlos Luna is the right advisor for you? Invested Better is here to help.
