Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos Alejandro Balderrama is a financial professional with over a year of experience in the securities industry. Carlos has a broad range of knowledge, having earned the Series 7, 79 and 63 securities licenses. Carlos is currently registered with Santander US Capital Markets LLC. Previously, Carlos was associated with CREDIT SUISSE SECURITIES (USA) LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/04/2024 - Present
Santander US Capital Markets LLC (NEW YORK NY)
TX
08/05/2022 - 09/14/2023
CREDIT SUISSE SECURITIES (USA) LLC (HOUSTON TX)
BC
Issued 09/23/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/23/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/05/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/04/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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