Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos Alberto Velasquez is a financial professional with over 5 years of experience in the industry. Carlos is currently registered with Lazard Freres & Co. LLC and is licensed in New York. Previously, Carlos worked at Rothschild & Co US INC. and Sandler, O'Neill & Partners, L.P. Carlos holds the Series 62, Series 63, Series 79 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
05/24/2021 - Present
Lazard Freres & Co. LLC (NEW YORK NY)
NY
07/26/2019 - 12/04/2020
ROTHSCHILD & CO US INC. (NEW YORK NY)
GA
09/30/2016 - 06/12/2019
SANDLER, O'NEILL & PARTNERS, L.P. (ATLANTA GA)
BC
Issued 10/07/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/18/2019
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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