Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos Alberto Sanchez is a financial professional with over 30 years of experience in the financial services industry. Carlos is currently a Registered Representative and Investment Advisor Representative with Vivaldi Capital Management LP. Carlos has a wide range of experience in the financial services industry, including working for firms such as U.S. Bancorp Investments, Inc., J.P. Morgan Securities LLC, and Chase Investment Services Corp. Carlos is a Certified Financial Planner and holds Series 6, 7, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
IL
11/26/2024 - Present
Vivaldi Capital Management LP (CHICAGO IL)
CA
02/02/2017 - 01/23/2023
U.S. BANCORP INVESTMENTS, INC. (NEWPORT BEACH CA)
CA
10/01/2012 - 02/08/2017
J.P. MORGAN SECURITIES LLC (NORWALK CA)
CA
05/02/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (NORWALK CA)
CA
07/14/1997 - 05/02/2009
WAMU INVESTMENTS, INC. (NORWALK CA)
CA
01/27/1998 - 05/01/1998
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
CA
01/04/1995 - 07/14/1997
ASB FINANCIAL SERVICES (IRVINE CA)
IA
12/21/1993 - 01/09/1995
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
BC
Issued 12/20/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/1995
Series 7 - General Securities Representative Examination
BC
Issued 12/20/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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