Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos Alberto Gonzalez is a financial advisor at Sequoia Financial Group, LLC. Carlos has been in the industry for over 15 years. Carlos is licensed in Pennsylvania and has Series 7, 63, 66, 79TO, and SIE licenses. Previously, Carlos worked at Morgan Stanley and SG Americas Securities, LLC. Carlos specializes in providing financial planning, portfolio management, and investment advice to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
PA
03/09/2023 - Present
Sequoia Financial Group, LLC (Berwyn PA)
TX
03/19/2020 - 04/26/2022
MORGAN STANLEY (Dallas TX)
TX
06/22/2011 - 05/03/2019
SG AMERICAS SECURITIES, LLC (DALLAS TX)
NY
03/13/2007 - 10/12/2010
ING FINANCIAL MARKETS LLC (NEW YORK NY)
BOTH
Issued 05/22/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/19/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/2007
Series 7 - General Securities Representative Examination
Active
Inactive
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