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Carlos Alberto Gonzalez

Kingswood Capital Partners, LLC

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About Carlos Alberto Gonzalez

Carlos Alberto Gonzalez is a financial advisor with Kingswood Capital Partners, LLC. Carlos has been in the financial industry since April 13, 2012 and has a Series 7, Series 6, and Series 63 licenses. He is registered to sell securities in Georgia. Carlos has previously worked for Niagara International Capital Limited, Raymond James & Associates, Inc., Transamerica Financial Advisors, Inc., Northwestern Mutual Investment Services, LLC, World Group Securities, Inc., and PFS Investments Inc.

Firm Information

Carlos Gonzalez is currently registered with Kingswood Capital Partners, LLC. Kingswood Capital Partners, LLC is a Limited Liability Company formed in 2016 and is registered to do business in all 50 U.S. states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

59

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Carlos Gonzalez’s Registration & Firm History

GA

06/15/2018 - Present

Kingswood Capital Partners, LLC (Atlanta GA)

NY

01/08/2018 - 06/15/2018

NIAGARA INTERNATIONAL CAPITAL LIMITED (NEW YORK NY)

GA

04/27/2017 - 12/31/2017

RAYMOND JAMES & ASSOCIATES, INC. (ATLANTA GA)

GA

02/11/2016 - 04/10/2017

TRANSAMERICA FINANCIAL ADVISORS, INC (ATLANTA GA)

GA

07/08/2013 - 07/29/2014

TRANSAMERICA FINANCIAL ADVISORS, INC (ATLANTA GA)

GA

12/21/2010 - 07/06/2011

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (ATLANTA GA)

GA

08/11/2009 - 10/08/2010

WORLD GROUP SECURITIES, INC. (ATLANTA GA)

GA

10/04/1995 - 11/18/1996

PFS INVESTMENTS INC. (DULUTH GA)

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Licenses & Designations

BC

Issued 09/04/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/09/2017

Series 7 - General Securities Representative Examination

BC

Issued 08/10/2009

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carlos Alberto Gonzalez.
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