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Carlos Alberto Fragoso

Fidelity Distributors Co. LLC

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About Carlos Alberto Fragoso

Carlos Alberto Fragoso is a financial advisor with Fidelity Distributors Co. LLC. Carlos Fragoso has been in the industry since December 19, 2006. Carlos Fragoso is registered with 52 states and has Series 7, 6, 24, 51, and 63 licenses. Carlos Fragoso has been registered with Fidelity Distributors Co. LLC since December 19, 2006.

Firm Information

Carlos Fragoso is currently registered with Fidelity Distributors Co. LLC. Fidelity Distributors Co. LLC is a Limited Liability Company formed in January 2020. The firm is registered in all 50 states and the District of Columbia. It has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Carlos Fragoso’s Registration & Firm History

RI

12/19/2006 - Present

Fidelity Distributors Co. LLC (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 01/16/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/12/2015

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 12/16/2014

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/18/2010

Series 7 - General Securities Representative Examination

BC

Issued 12/18/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carlos Alberto Fragoso.
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