Unclaimed
Carlos Alberto Fragoso is a financial advisor with Fidelity Distributors Co. LLC. Carlos Fragoso has been in the industry since December 19, 2006. Carlos Fragoso is registered with 52 states and has Series 7, 6, 24, 51, and 63 licenses. Carlos Fragoso has been registered with Fidelity Distributors Co. LLC since December 19, 2006.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
12/19/2006 - Present
Fidelity Distributors Co. LLC (SMITHFIELD RI)
BC
Issued 01/16/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/12/2015
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 12/16/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/2010
Series 7 - General Securities Representative Examination
BC
Issued 12/18/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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