Unclaimed
Carlos Alberto De los rios is a registered representative with Puente Servicios Financieros LLC, a firm headquartered in Miami, FL. Carlos holds the Series 7TO and SIE licenses and is registered in Florida. He is currently employed with Puente Servicios Financieros LLC and has been in the industry since February 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
02/21/2024 - Present
Puente Servicios Financieros LLC (MIAMI FL)
BC
Issued 09/25/2023
Series 7TO - General Securities Representative Examination
BC
Issued 09/09/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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