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Carlos Alberto De los rios

Puente Servicios Financieros LLC

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About Carlos Alberto De los rios

Carlos Alberto De los rios is a registered representative with Puente Servicios Financieros LLC, a firm headquartered in Miami, FL. Carlos holds the Series 7TO and SIE licenses and is registered in Florida. He is currently employed with Puente Servicios Financieros LLC and has been in the industry since February 2024.

Firm Information

Carlos De los rios is currently registered with Puente Servicios Financieros LLC. Puente Servicios Financieros LLC is a Limited Liability Company formed on May 28, 2019. The firm is registered in 17 states and has a single SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

4

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Carlos De los rios’s Registration & Firm History

FL

02/21/2024 - Present

Puente Servicios Financieros LLC (MIAMI FL)

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Licenses & Designations

BC

Issued 09/25/2023

Series 7TO - General Securities Representative Examination

BC

Issued 09/09/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carlos Alberto De los rios.
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