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Carlos Alberto Aguinaga

ALT Fund Distributors LLC

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About Carlos Alberto Aguinaga

Carlos Aguinaga has been in the financial industry since 2008. Currently, Carlos is registered with Alt Fund Distributors LLC. Before joining this firm, Carlos worked for Prudential Investment Management Services LLC and American Express Financial Advisors Inc. Carlos is registered in New Jersey, New York and Puerto Rico.

Firm Information

Carlos Aguinaga is currently registered with ALT Fund Distributors LLC. ALT Fund Distributors LLC is a Limited Liability Company formed in December 2007. The firm is registered in all 50 states and the District of Columbia and is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

9

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Carlos Aguinaga’s Registration & Firm History

NY

10/24/2022 - Present

ALT Fund Distributors LLC (NEW YORK NY)

NJ

01/22/2004 - 05/03/2018

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)

MN

10/07/2002 - 02/05/2003

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

10/07/2002 - 02/05/2003

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 10/17/2022

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 11/05/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/04/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carlos Alberto Aguinaga.
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