Unclaimed
Carlos Aguinaga has been in the financial industry since 2008. Currently, Carlos is registered with Alt Fund Distributors LLC. Before joining this firm, Carlos worked for Prudential Investment Management Services LLC and American Express Financial Advisors Inc. Carlos is registered in New Jersey, New York and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/24/2022 - Present
ALT Fund Distributors LLC (NEW YORK NY)
NJ
01/22/2004 - 05/03/2018
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
MN
10/07/2002 - 02/05/2003
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
10/07/2002 - 02/05/2003
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 10/17/2022
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 11/05/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/04/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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