Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos A. Santacruz pantoja is a registered representative with Wells Fargo Securities, LLC. Carlos has been in the securities industry since 2016. Carlos is licensed to sell securities in 53 states and the District of Columbia. Carlos has passed the Series 63, SIE, and Series 79 exams. Previously, Carlos worked at Goldman Sachs & Co. LLC and Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
06/14/2022 - Present
Wells Fargo Securities, LLC (HOUSTON TX)
TX
10/12/2017 - 06/16/2022
GOLDMAN SACHS & CO. LLC (HOUSTON TX)
TX
08/01/2016 - 09/07/2017
CITIGROUP GLOBAL MARKETS INC. (HOUSTON TX)
BC
Issued 09/21/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Carlos Santacruz pantoja is the right advisor for you? Invested Better is here to help.
