Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos Loor is a securities professional with over 8 years of experience in the financial services industry. Carlos is currently registered with Athene Securities, LLC and Apollo Global Securities, LLC. Prior to his current roles, Carlos was registered with J.P. Morgan Securities LLC in New York. Carlos is licensed to sell securities in all 50 states and the District of Columbia. He has passed the Series 6, 7, 63 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IA
03/18/2024 - Present
Athene Securities, LLC (WEST DES MOINES IA)
NY
10/26/2015 - 08/28/2021
J.P. MORGAN SECURITIES LLC (New York NY)
BC
Issued 11/06/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/2017
Series 7 - General Securities Representative Examination
BC
Issued 10/26/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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