Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos Leon is a financial advisor who has been in the industry since May 2018. Carlos has a strong background in variable contracts and investment products. Carlos has a current Series 6, Series 26 and Series 63 registration with FINRA. Carlos Leon is currently registered with PFS Investments Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
GA
05/21/2018 - Present
PFS Investments Inc. (DULUTH GA)
BC
Issued 06/04/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/2019
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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