Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos Hurtado is a financial advisor with Wells Fargo Clearing Services, LLC. Carlos has been in the financial services industry since January 1, 2009. Carlos is registered with the state of Arizona and holds a Series 7, Series 66 and SIE license. Carlos has been with Wells Fargo Clearing Services, LLC since June of 2023. Prior to that, Carlos worked for Raymond James & Associates from July 2015 to June 2023 and Wells Fargo Advisors, LLC from January 2011 to July 2015.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
06/28/2023 - Present
Wells Fargo Clearing Services, LLC (GILBERT AZ)
AZ
08/03/2015 - 07/07/2023
RAYMOND JAMES & ASSOCIATES, INC. (Chandler AZ)
AZ
01/03/2011 - 08/18/2015
WELLS FARGO ADVISORS, LLC (MESA AZ)
AZ
05/14/2009 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (MESA AZ)
AZ
10/09/2008 - 02/17/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PHOENIX AZ)
BOTH
Issued 11/07/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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