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Carlos A Gomez

Wells Fargo Securities, LLC

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About Carlos A Gomez

Carlos A Gomez is a registered representative with Wells Fargo Securities, LLC. Carlos has been in the securities industry since September 19, 2012. Carlos has passed the Securities Industry Essentials Examination and the Operations Professional Examination. Carlos is currently registered with FINRA and is located in Charlotte, NC. Carlos was previously employed at Deutsche Bank Securities Inc.

Firm Information

Carlos Gomez is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Carlos Gomez’s Registration & Firm History

NC

07/16/2021 - Present

Wells Fargo Securities, LLC (CHARLOTTE NC)

FL

08/27/2012 - 06/21/2021

DEUTSCHE BANK SECURITIES INC. (JACKSONVILLE FL)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/24/2012

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carlos A Gomez.
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