Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos Gomes is a financial advisor with over 10 years of experience in the industry. Carlos is currently registered with LPL Financial LLC and specializes in a variety of financial services including portfolio management for individuals and businesses. Carlos has previously held roles at Horace Mann Investors, Inc. and Banc of America Investment Services, Inc. Carlos holds a Series 6, Series 63, and Series 6TO licenses and is registered in Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
10/07/2019 - Present
LPL Financial LLC (BOSTON MA)
MA
11/05/2011 - 11/02/2017
HORACE MANN INVESTORS, INC. (REVERE MA)
MA
11/13/2006 - 07/08/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (CAMBRIDGE MA)
BC
Issued 01/13/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/02/2017
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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