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Carlos A Ferreira

Itau International Securities Inc.

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About Carlos A Ferreira

Carlos A. Ferreira is a registered investment advisor with Itau International Securities Inc. Carlos has been in the financial services industry since December 2006, and has held various positions at firms such as Deutsche Bank Securities Inc., UBS Financial Services Inc. and Kaufman Bros., L.P. Carlos specializes in portfolio management for individuals and pooled investment vehicles. Carlos is also an Investor for Banco Itau International (BII), an affiliate of Itau International Securities Inc., where Carlos provides advice on equities, FX, mutual funds, NDFs, structured notes, and OTC options.

Firm Information

Carlos Ferreira is currently registered with Itau International Securities Inc.. Itau International Securities Inc. is a corporation registered with the SEC and in five states. Founded in 2007, the firm provides investment advisory services for individuals, pooled investment vehicles, and businesses. They offer portfolio management services and operate a wrap fee program. Itau International Securities Inc. manages approximately $59,632,307 in regulatory assets under management for 31 clients, including 14 high-net-worth individuals and 13 corporations.

$59.63M

Assets Under Management

Not reported

Total Clients

36

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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family office services

Family office services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Carlos Ferreira’s Registration & Firm History

FL

08/01/2024 - Present

Itau International Securities Inc. (MIAMI FL)

FL

06/28/2019 - 05/03/2024

DEUTSCHE BANK SECURITIES INC. (MIAMI FL)

NY

01/01/2010 - 06/26/2019

UBS FINANCIAL SERVICES INC. (NEW YORK NY)

NY

09/11/2008 - 01/01/2010

UBS INTERNATIONAL INC. (NEW YORK NY)

NY

12/03/2007 - 07/07/2008

KAUFMAN BROS., L.P. (NEW YORK NY)

NY

09/04/2006 - 12/13/2007

THOMAS WEISEL PARTNERS LLC (NEW YORK NY)

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Licenses & Designations

IA

Issued 01/17/2020

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 10/04/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/22/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/27/2008

Series 3 - National Commodity Futures Examination

BC

Issued 09/01/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carlos A Ferreira.
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