Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos Duque is a financial professional with Safra Securities LLC. Carlos has been in the financial industry since April 25, 2021, and is licensed to sell securities in Florida, New York, and Wyoming. Carlos is a Series 7TO, Series 63, and SIE licensed professional and holds a current Series 63 license. Carlos is located in Aventura, Florida, and may be contacted through Safra Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
04/26/2021 - Present
Safra Securities LLC (AVENTURA FL)
BC
Issued 08/15/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/26/2021
Series 7TO - General Securities Representative Examination
BC
Issued 07/18/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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