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Carlos A Cruz

Insigneo Securities, LLC

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About Carlos A Cruz

Carlos Cruz is a financial advisor based in San Juan, Puerto Rico. Carlos is currently registered with Insigneo Securities, LLC and has been working in the financial services industry since 2000. Carlos holds FINRA Series 7, 24, 52, 53, and 63 licenses. Carlos has held previous roles at Santander Securities LLC, Andes Capital Group, LLC, Citigroup Global Markets Inc., Citigroup Global Markets Puerto Rico Inc., Charles Schwab & Co., Inc., and Prudential Securities Incorporated. Carlos has a strong track record of success in the financial services industry and is committed to providing his clients with personalized financial advice.

Firm Information

Carlos Cruz is currently registered with Insigneo Securities, LLC. Insigneo Securities, LLC is a Limited Liability Company formed in December 1998. The firm is registered with the Securities and Exchange Commission and holds registrations in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

44

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Carlos Cruz’s Registration & Firm History

PR

04/09/2018 - Present

Insigneo Securities, LLC (San Juan PR)

PR

04/28/2011 - 04/03/2018

SANTANDER SECURITIES LLC (San Juan PR)

IL

11/20/2008 - 10/15/2010

ANDES CAPITAL GROUP, LLC (CHICAGO IL)

NY

09/18/2003 - 04/07/2008

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

PR

09/23/2003 - 02/12/2007

CITIGROUP GLOBAL MARKETS PUERTO RICO INC. (SAN JUAN PR)

TX

10/02/2000 - 07/30/2003

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

NY

09/14/1999 - 09/05/2000

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/22/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/24/2023

Series 53 - Municipal Securities Principal Examination

BC

Issued 07/08/2005

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/17/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Carlos A Cruz. Review regulatory record here.
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