Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos A. Cortez is a financial professional with over 20 years of experience in the financial industry. Carlos is currently registered with Eagle Strategies LLC as an Investment Advisor Representative and has held previous roles with firms like NYLIFE Securities LLC and Citigroup Global Markets Inc. Carlos holds several licenses including Series 6, 7, 63, 66, and 26. Carlos is a notary public and spends less than one hour per month on this activity. Carlos specializes in providing financial planning, pension consulting, educational seminars, and portfolio management services to individuals and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
08/20/2024 - Present
Eagle Strategies LLC (NEW YORK NY)
NY
07/28/2010 - 08/12/2013
NYLIFE SECURITIES LLC (NEW YORK NY)
NY
05/29/2007 - 06/29/2010
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
09/10/2004 - 05/29/2007
CITICORP INVESTMENT SERVICES (NEW YORK NY)
NY
03/02/2004 - 09/10/2004
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NY
12/12/2001 - 02/26/2004
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
BOTH
Issued 8/19/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/11/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/10/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/18/2012
Series 7 - General Securities Representative Examination
BC
Issued 12/11/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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