Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlos? Claim Your ProfileCarlos Cortez is a financial advisor with over 20 years of experience in the industry. Carlos is currently registered with Eagle Strategies LLC, a firm that provides a wide range of financial services including financial planning, portfolio management and educational seminars. Carlos has also worked with NYLIFE SECURITIES LLC, CITIGROUP GLOBAL MARKETS INC., CITICORP INVESTMENT SERVICES and HSBC BROKERAGE (USA) INC. Carlos is a Series 6, 7, 26 and 66 licensed professional. Carlos is committed to helping clients achieve their financial goals and objectives.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
08/20/2024 - Present
Eagle Strategies LLC (NEW YORK NY)
NY
07/28/2010 - 08/12/2013
NYLIFE SECURITIES LLC (NEW YORK NY)
NY
05/29/2007 - 06/29/2010
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
09/10/2004 - 05/29/2007
CITICORP INVESTMENT SERVICES (NEW YORK NY)
NY
03/02/2004 - 09/10/2004
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NY
12/12/2001 - 02/26/2004
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
BOTH
Issued 08/19/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/11/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/10/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2012
Series 7 - General Securities Representative Examination
BC
Issued 12/11/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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