Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlo? Claim Your ProfileCarlo Aprea is a securities professional with over 18 years of experience in the financial services industry. Carlo is currently registered with Foreside Fund Services, LLC, a firm headquartered in New York, NY. Before joining Foreside Fund Services, LLC, Carlo was with ALPS Distributors, Inc. in Denver, CO, BlackRock Fund Distribution Company in Jersey City, NJ, Barclays Global Investors Services in Jersey City, NJ, and Morgan Stanley & Co. Incorporated in Purchase, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/16/2014 - Present
Foreside Fund Services, LLC (New York NY)
CO
05/02/2012 - 12/31/2014
ALPS DISTRIBUTORS, INC. (DENVER CO)
NJ
02/17/2009 - 08/19/2010
BLACKROCK FUND DISTRIBUTION COMPANY (JERSEY CITY NJ)
NJ
03/03/2009 - 12/31/2009
BARCLAYS GLOBAL INVESTORS SERVICES (JERSEY CITY NJ)
NY
04/02/2007 - 02/09/2009
MORGAN STANLEY & CO. INCORPORATED (PURCHASE NY)
NY
04/30/2004 - 04/02/2007
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 10/16/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/14/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/2013
Series 3 - National Commodity Futures Examination
BC
Issued 04/29/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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