Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlo? Claim Your ProfileCarlo Scanni is an Investment Advisor Representative at TSG Alpha Partners, LLC in Ronkonkoma, New York. Carlo has been in the industry for over 30 years. Prior to joining TSG Alpha Partners, LLC, Carlo worked at ICD Securities Inc., Wells Fargo Advisors Financial Network, LLC, and First Empire Securities, Inc., among others. Carlo has a Series 7, Series 24, Series 63, and Series 65 licenses. Carlo provides retirement plan consulting services, financial planning, pension consulting, portfolio management for individuals, portfolio management for businesses, and portfolio management for pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Retirement plan consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
11/04/2022 - Present
TSG Alpha Partners, LLC (RONKONKOMA NY)
NY
05/11/2017 - 02/20/2020
ICD SECURITIES INC. (Patchogue NY)
NY
09/23/2014 - 03/30/2015
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (MELVILLE NY)
NY
09/13/2007 - 06/04/2014
FIRST EMPIRE SECURITIES, INC. (HAUPPAUGE NY)
NY
06/01/2007 - 09/07/2007
INTERMERCHANT SECURITIES LLC (NEW YORK NY)
NY
08/18/2006 - 01/04/2007
BASIC INVESTORS INC. (MELVILLE NY)
MA
01/26/2004 - 08/20/2004
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
NE
01/13/1999 - 10/15/2002
SECURITIES AMERICA, INC. (LAVISTA NE)
NY
09/16/1998 - 01/06/1999
PARKER BROMLEY LTD. (GARDEN CITY NY)
NY
11/23/1993 - 08/31/1998
FIRST ASSET MANAGEMENT, INC. (GARDEN CITY NY)
NA
06/12/1990 - 11/30/1993
SOUTH RICHMOND SECURITIES, INC.
NA
05/14/1990 - 08/20/1990
VANDERBILT SECURITIES, INC.
BC
Issued 01/03/2024
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/25/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/04/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1990
Series 7 - General Securities Representative Examination
Active
Inactive
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