Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carlo? Claim Your ProfileCarlo R Francisco is a financial advisor who is currently registered with J.P. Morgan Securities LLC. Carlo has been in the financial services industry since 2008. Previously, Carlo has worked for LOOP CAPITAL MARKETS LLC, SunTrust Robinson Humphrey, Inc., CRT Capital Group LLC, Sterne, Agee & Leach, Inc., Thomas Weisel Partners LLC, and Prudential Equity Group, LLC. Carlo is licensed in Colorado, District of Columbia, Florida, Louisiana, Maryland, and Puerto Rico. Carlo specializes in providing financial advice to high-net-worth individuals, corporations, and other businesses, pension and profit-sharing plans, and charitable organizations. Carlo has a Series 16 license. Carlo's clients are served by J.P. Morgan Securities LLC, which has a long history of providing investment advice and financial services to a wide range of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
07/03/2020 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
09/27/2017 - 05/06/2020
LOOP CAPITAL MARKETS LLC (NEW YORK NY)
NY
03/08/2017 - 07/12/2017
LOOP CAPITAL MARKETS LLC (NEW YORK NY)
NY
07/05/2016 - 03/01/2017
SUNTRUST ROBINSON HUMPHREY, INC. (NEW YORK NY)
CT
04/20/2015 - 06/30/2016
CRT CAPITAL GROUP LLC (STAMFORD CT)
NY
09/03/2009 - 04/20/2015
STERNE, AGEE & LEACH, INC. (NEW YORK NY)
NY
09/25/2007 - 08/03/2009
THOMAS WEISEL PARTNERS LLC (NEW YORK NY)
NY
06/20/2007 - 07/05/2007
PRUDENTIAL EQUITY GROUP, LLC (NEW YORK NY)
BC
Issued 06/18/2007
Series 16 - NYSE Supervisory Analyst Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
Not sure Carlo Francisco is the right advisor for you? Invested Better is here to help.
